Tag Archive for 'Cambridge'

Annex C: Online Content to be Published

Defining the UK Web: Publications in Scope

5.1      The Recommendation only relates to freely available online publications, which can be harvested or collected by Legal Deposit Libraries (LDLs)[1] without any requirement for action by publishers (a reflection that the publications are available to the public free of charge and accessible without restriction). Restrictions that would remove publications from the scope of these proposals may include identification, authentication/authorisation, registration, subscription, and Internet Protocol (IP) address range[2]. Material that requires compliance with a basic technical formality such as downloading ‘cookies’ should be permitted, provided that this does not entail any active (human) intervention by the publisher or website owner.

5.2      The online publications to which this Recommendation applies are not intended to include:

  • Sites outside the UK (see Territoriality below)
  • Chargeable content/commercial content
  • Sites with technical barriers
  • Secured transactions
  • Members-only areas within public sites
  • Private intranets and restricted access content
  • Recorded sound and film where such works comprise the sole or main purpose of the content or where any other material is incidental (e.g. the BBC ‘Radio Player’, any equivalents of Napster, YouTube and suchlike, and sites offering ring tones or streamed films and programmes from broadcasters).

Question 6: Do you agree that this is an appropriate definition for the type of publications that should be included in scope for regulations? Explain why. Is there anything else that should be included in this definition? Is there anything that should be excluded from this definition?

Defining the UK Territoriality

5.3      Harvesting, where online publications are collected using software that facilitates their collection and archiving, provides a simple approach to deposit of such a wide range and number of publications. The first step in harvesting is defining the parameters for collection and its required links to the UK. This definition is also a requirement of Section 1 of the 2003 Act.

5.4      In fulfilment of these proposals, the territoriality criteria proposed for publications relevant to this Recommendation are that:

  • Publishers should be based in the UK or have a UK address (physical or electronic);
  • Publications should be lawfully published or made available by or on behalf of that publisher from a UK address; and
  • Publications should be made available to the public.

The following criteria are also thought to be relevant to fixing the place of publication and, therefore, the potential relevance to any approved harvesting for the purposes of legal deposit, namely that the site from which the publication is harvested:

  • has a UK domain name
  • relates to UK-based individuals or organisations which use other domain names, such as .org, .com, .net etc. or alternatives; and
  • can be demonstrated, if an overseas publication, to be made available by a UK-based publisher.

5.5       Exceptions to this definition include publications:

  • with no connection to the UK[3] and
  • substantially consisting of sound recording or films (see Act s1 (5) a, b).

5.6      While territoriality establishes the parameters of the domain to be harvested, analysis of the domain growth and size identifies the scale of the work and some of the key assumptions underlying the calculation of costs.

5.7      Further information on this issue is set out in Annex E.

Question 7: Do you agree with the territorial definition of the UK web? Explain why. Is there anything else that should be included in this definition? Is there anything that should be excluded from this definition?

The UK Domain[4]

5.8      The category definition and territoriality rules govern what may be collected. Within these, the model used to calculate costs for harvesting assumes that the UK web space is defined as all .UK domains registered by Nominet (6.1 million in mid-2007) plus approximately 50,000 other domains which can be readily identified as published in the UK. See Libraries key costs assumptions for cost model and further information on assumptions (Annex D).

5.9      It is estimated that the numbers will continue to grow by 17% per annum until 2011, then by 15% until 2016. However, 35% of the domains are inactive, i.e. registered but not live, or where static content can be ‘de-duplicated’ after a first harvest. A further 25% are primarily ‘deep web’ or protected publications outside the scope of this category. Overall, the number of online publications in scope is therefore estimated at 3.9 million in 2007 rising to 14.6 million in 2016.

Question 8: Do you agree with this analysis of the UK Web Domain? Explain why. What do you think the impact of your analysis would be?

5.10   The average size of websites (and therefore the number of copyright works and publications that they contain) has been growing significantly each year. However, the cost model assumes that most audiovisual content, one of the major causes of growth, is out of scope, and therefore a more modest 5% growth per annum is appropriate. The average size also varies dramatically, from circa five megabytes for 80% of sites to one gigabyte for 0.5% of sites; this model assumes a weighted average of 25 megabytes.

Harvesting the Web[5]

5.11   The proposed method of collecting and preserving such a large number of publications is to ‘pull’ (harvest) them from the Web. Harvesting is an automated process, where, through the use of special software, libraries can collect publications with no action required by publishers. The costs, impact evidence, and success rate for this type of harvesting are based on a pilot implemented by the UK Web Archiving Consortium (UKWAC). The pilot, commencing in 2003 for two years (extended to September 2007), involved the selection of freely available online publications to be preserved and archived. The Consortium has so far archived more than 2,700 publications and over 10,000 instances (see http://www.webarchive.org.uk).

5.12   Harvesting conducted as part of a regulation does not require the individual permissions of publishers, as exemptions from such liabilities as copyright infringement and defamation are covered under the 2003 Act.

Question 9: How do you see a Deposit Library driven system of web harvesting interfacing with a publisher driven duty to deposit under the 2003 Act?

Question 10: How could Deposit Libraries most efficaciously ensure a comprehensive body of eligible content is deposited?

UK Legal Deposit Libraries Harvesting the Web
Harvesting Costs

5.13   This proposal involves harvesting by Libraries, therefore, the costs largely accrue to them. However, this does not impose a specific duty upon libraries to collect a pre-determined number or proportion of UK publications. Their duty is to collect in accordance with their overriding legal deposit obligations, to archive as much of the national cultural record and make it available for research within limitations of their resources and budgets. Therefore, these costs are not direct, bottom-line (cause and effect) consequences of each option. They are illustrations of what the libraries believe might realistically be achieved within their budget and resource constraints and after prioritising this activity and category of publications against other collection goals.

5.14   The cost of storage includes built-in redundancy to ensure safe preservation of the archive. However, the real cost of storage per terabyte has fallen by more than 30% per annum over the last 20 years and is expected to continue falling by 25% per annum until 2016.

5.15   Two infrastructures have already been designed and built (apart from certain elements) by the Libraries and will be used to store other digital or digitised collections as well as legal deposit material. Therefore, this cost model focuses only on the incremental systems costs (including renewing equipment every three years) plus staffing costs required to collect and preserve this category of publication. 8 Some stakeholders have reservations about the extent of harvesting and access to the harvested content and we will look at ways to overcome these concerns in our detailed policy proposals.

5.16   Costs have been analysed under the headings of selection, obtaining copyright permission, harvesting, QA, storage & preservation, resource discovery, digital rights management (DRM) & access, and other costs. They include salaries, pensions, NI and other staff-related costs, allocations for wider costs such as IT support and expenses, plus allocations for general overheads (See Annex D for more detail on costs and assumptions).

5.17   The near elimination of selection and IPR permissions activities makes harvesting a much more efficient process than requiring every publisher to deposit their own material. Total costs are estimated at £215 per annum for every terabyte archived over a 10-year period, although higher overall costs estimated at £1,132,000 per annum would be necessary for the infrastructure, harvesting, and storage, because of the greater volume collected[6]. See Libraries’ key cost assumptions Annex D.

5.18   Further information on the practical arrangements are set out in Annex F.

Question 11: Do you agree with this costing model? Explain why. Are there costs that need to be factored in or excluded?

Publishers

5.19   Ascertaining publisher costs presents a difficulty that can be ascribed primarily to the broad definition of ‘publisher’ for this category of publication, a definition that is quite distinct from that of other categories for deposit. Traditionally, publishers are a group well defined and contained by type and content of publication, as well as by business model. The online publisher of freely available publications, however, runs the gamut from the individual blogger with no revenue stream to a multinational corporation. This sheer number of publications and range of publisher types impose a considerable challenge for determining costs and benefits that suit any group of publishers, let alone cover the whole spectrum.

5.20   At the beginning of 2008, the Legal Deposit Advisory Panel undertook a survey of Trade Association publisher members, as well as non-commercial publishers that participated in the UKWAC pilot. This survey provided publishers with information about deposit as well as asked them for feedback on costs and other impacts of harvesting and archiving. The findings from the survey were as follows:

  • A majority of those commercial and non-commercial publishers surveyed supported regulation-based harvesting;
  • Not only did they think this kind of harvesting the most efficient and less invasive to their business process, but they also observed that there would be relatively little cost to them;
  • However, publishers were not able to assess the level of cost to them associated with permissions-based harvesting.

5.21   Generally, publishers cost concerns were primarily in the area of revenue and the possible impact from harvesting, and to what extent these concerns could be addressed in a rapidly changing commercial and technological environment.

5.22   As publishers do not push (deposit) publications to libraries in the traditional sense, there appears to be no specific activity from which costs can be calculated. However, there are potential risks that may have significant impacts, if not eventual costs. These include copyright protection of freely available online publications. We are awaiting the outcomes from the UK Intellectual Property Office’s Copyright Exceptions Consultation, so that this concern can be addressed in future detailed policy proposals.

Moreover, the deposit process adds a level of complexity for publishers in their agreements with third parties, either providing content or software. Indeed, there are concerns, as expressed in the Commercial Publishers Survey, over securing ongoing rights for data or images that were made available free of charge but on a time limited basis. For example, some promotional sites provide high value business information on a time-limited basis as sample data to encourage site traffic or subscription sales. Accordingly, publishers may be exposed to such liabilities as third party IPR and licensing infringement, as well as defamation, contempt of court, and libel.

Question 12: Do these assumptions adequately reflect the financial burden of publishers? Is there anything that needs to included or excluded?

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[1] For the purposes of this paper, ‘LDLs’ or ‘Libraries’ applies to all six Legal Deposit Libraries named in this Recommendation paper: the British Library, the National Library of Scotland, the National Library of Wales, and the University Libraries of Cambridge, Oxford, and Trinity College, Dublin.

[2] Where access is only enabled for users within a specified IP address range.

[3] LDAP is reviewing the use of this phrase in connection with online publications, as its inclusion here would imply that publications on non-UK related subjects, but by British authors, would be excluded from the archive. A number of agencies with helpful practices might also aid the LDLs in identifying publications ‘connected to the UK’, such as Internet Watch and Nominet.

[4] See notes under Libraries Key Costs Assumptions, for sources used to support the assumptions for the growth and size of the domain.

[5] Some stakeholders have reservations about the extent of harvesting and access to the harvested content and we will look at ways to overcome these concerns in our detailed policy proposals.

[6] This figure represents the total cost across Legal Deposit Libraries. It assumes that readers in any of the six legal deposit libraries’ premises would be able to access all materials and electronic publications that are harvested and archived by the BL/NLW/NLS infrastructures. The University Libraries of Oxford, Cambridge and Trinity College do not currently plan to harvest themselves to the same extent, but would retain the entitlement to do so.

Chapter 1: General Information

1.1      The purpose of legal deposit is to ensure that the nation’s published output (and thereby its intellectual record and future published heritage) is collected systematically, and as comprehensively as possible, both in order to preserve the material for the use of future generations and, with certain important exceptions (set out later in this document), to make it available to readers within the libraries[1] defined in the Legal Deposit Libraries Act 2003 (2003 Act). The system dates back several hundred years, enforced by statute since 1662, and has been a vital element in preserving and making available the published record of previous generations for readers today and the in future.

1.2      The 2003 Act2[2] reaffirmed existing provisions for deposit of printed publications and created a framework of legislation in which regulations could be made for the deposit of electronic and other non-print publications. The Legal Deposit Advisory Panel (LDAP), an independent non-departmental public body, was set up in September 2005 to work at arm’s length from the Government and to advise them on the implementation of the Act and to make recommendations on regulatory options for the deposit of non-print publications.

1.3      These proposals cover the deposit of United Kingdom non-print publications in microform and offline electronic media and UK Online Publications, which are available free of charge and without access restrictions.

1.4      A separate proposal will be produced on UK Commercial and Protected Online Publications following further recommendations from LDAP.

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[1] The British Library; the National Library of Scotland; the National Library of Wales; the Bodleian Library, Oxford; the University Library, Cambridge; and the Library of Trinity College, Dublin

[2] See: http://www.opsi.gov.uk/acts/acts2003/ukpga_20030028_en_1

Chapter 3

Every school working in partnerships: because no school can do it alone

No school can meet the needs of all its pupils alone. Delivering the Pupil and Parent Guarantees will require schools to work in partnership with other schools and with wider children’s services, in order to offer more by working together than any one partner could alone and to provide better value for money. At the same time, federation and other partnership solutions will become central to tackling weakness and extending the reach of the best leaders. Partnerships with wider children’s services as part of the Children’s Trust will mean that schools can tackle problems early.

In particular we will:

ensure that local partnerships in every area extend curriculum choice, including to the new Diplomas, to specialist teaching and to extended services, taking advantage of the near-universal specialist system;

legislate to make clear that schools have responsibilities for children across the area as well as those on their own roll;

continue to accelerate the creation of Academies – to 200 by September 2009, with a further 100 the next year – and Trusts;

establish a system for accrediting high-quality education providers who wish to run Accredited Schools Groups and require local authorities to consider the use of these providers to tackle underperforming schools;

extend the powers of strong governing bodies to allow them to directly sponsor Academies;

reduce the barriers to schools and other partners pooling funds and resources to achieve better value for money;

support the creation of multi-agency teams in schools and bring schools and wider services together in Children’s Trusts; and

fund a leadership and partnership national support programme to support schools to manage change as partnerships develop.

In addition, Ofsted is introducing a revised grade for partnership working and will carry out more co‑ordinated inspections for federations.

3.1 Because we know that no school can provide the full guarantee to every pupil and parent through acting alone, partnership must become central to the organisation of the system. Schools will need to work with one another and with other partners in education and in wider children’s services if they are going to provide the full range of opportunities that children and young people will need for success. Likewise, if the very best of our current provision is to become the norm for every child, then we need to extend the reach of our best leaders and our best schools, so that more children can benefit from their excellence.

Collaboration will become central to the organisation of the school system

3.2 Over recent years, schools have increasingly chosen to become involved in collaborations in order to achieve more for children and young people by working together than they could by acting alone. For example, the large majority of primary and secondary schools are working together to offer the full range of extended services, and virtually all schools are working together in School Sport Partnerships, which have transformed the amount of PE and sport being done by children and young people across the country. At secondary level, virtually all schools are working in consortia in order to prepare to offer the full range of 14 new Diplomas to young people in Key Stage 4 – something which they could not do alone.

3.3 Increasingly, these partnerships are being formalised, with shared governance for the activities being done together. Sometimes, more formal arrangements – federations, shared Trusts, executive head teachers responsible for more than one school – are bringing schools together to respond to local challenges or to improve schools. The benefits of all these forms of partnership are increasingly clear in the enhanced opportunities available to children and in the better results they are achieving.

3.4 Over the coming years, in order to ensure that the Pupil and Parent Guarantees are made a reality for every pupil and parent, to the highest possible standard:

a. local partnerships of schools will extend opportunity for children, young people, parents and school staff, with schools working together to offer more between them than they could alone;

b. federation and other partnership solutions will tackle underperformance in the school system, transfer excellence and extend the reach of the best leaders, governors and schools;

c. partnerships between schools and wider children’s services will ensure that children, young people and families have access to the range of services they need, so problems can be tackled early;

d. schools working together in a range of circumstances will generate efficiencies which can be reinvested in provision for the children they serve; and

e. we will eliminate barriers to partnership working.

We now set out how each of these will be made a reality.

Local partnerships of schools will extend opportunity

3.5 Existing partnerships of schools have yielded significant benefits for pupils, parents, school staff and others. Secondary and primary schools working together on transition from Year 6 to Year 7 have made a significant difference to the learning experience of children and young people. Primary schools sharing specialist teachers have been able to provide opportunities to children that they could not have done alone. Behaviour and Attendance Partnerships have achieved very significant improvements through schools working together. However, the building blocks are now in place to go much further in order to deliver the Pupil and Parent Guarantees.

3.6 As early as 2001, in our White Paper Schools – Achieving Success, we set out our vision of a fully specialist secondary school system, in which, because there would be a range of schools with different specialisms in each area, every secondary school pupil would have access to centres of excellence in subjects across the curriculum. Now, thanks to the hard work of schools, the Specialist Schools and Academies Trust (SSAT), the Youth Sport Trust (YST) and other partners, we have a truly specialist secondary system – with well over 90% of all secondary schools having achieved specialist status.

3.7 As a result, through partnership working, it will now be possible to achieve the ambition of children having access to centres of excellence across the curriculum. Through these partnerships, specialist expertise in science (including access to triple science GCSE) and languages, for example, can be made available to all. Likewise, School Sport Partnerships are transforming opportunity in sport. We will continue to work with SSAT and the YST to make sure that we seize the transformational opportunities now presented by the specialist system and the local and national networks of schools now in place.

3.8 Reform of education for 14-19 year-olds means that virtually all secondary schools in the country are now in partnerships, working together to offer the new Diplomas between them. As a result, these schools are developing approaches to timetabling and logistics which allow them to share staff, offer opportunities on their sites to young people on the rolls of other schools, and develop teaching across a consortium. Working with all our partners, we will make sure that all young people have access to the full range of new Diplomas by 2013 and that we take advantage of the Diploma consortia to extend access to other subjects as well.

3.9 In precisely the same way at primary level, we are seeking to make sure that children have access to specialist mathematics teaching in every school. Particularly in smaller primary schools, which may have only two or three classes, this will only be achievable through schools sharing staff. Likewise, primary schools wishing to have more specialist subject teaching in other subjects in order to make the most of the new Primary National Curriculum will need to work in partnership with other schools to make this a reality. And collaboration between different types of institutions, such as between schools and alternative providers; primary schools and early years’ providers; or secondary schools, colleges and work-based learning providers, all support children and young people to make a successful transition to the next phase of learning.

Case study: 14-19 Partnerships

The introduction of the new Diplomas has meant that across the country, schools are working in area‑wide consortia to ensure that they can offer the full range of Diplomas well to all their students. As a result, they have developed a number of creative solutions.

In Wolverhampton, all the schools and the college work together according to a compatible curriculum framework and model, so that it is possible for students across the area to access courses in any institution in the city.

In York, North Yorkshire LSC and York 14-19 Partnership have developed a curriculum modelling tool in order to plan for the raising of the participation age and achieve the right mix of provision for 14-19 year-olds. As a result, they are able to plan together the range of provision that will be needed and the number of places on different courses, according to a shared vision.

Both approaches have been widely shared and used in other areas.

3.10 We expect that over time, schools will seek to bring together a number of local partnerships where that makes sense. For example, schools have shown that by working together, sharing resources and expertise, they can make a real difference in tackling persistent absence and intervening earlier to improve behaviour. We are legislating to put Behaviour and Attendance Partnerships on a statutory footing. Our expectation is that these partnerships will be aligned with Safer School Partnerships (SSPs) – the successful mechanism for ensuring structured joint working between schools and the police. Likewise, addressing special educational needs can prevent behaviour problems from arising, so sharing expertise in that area can be important as part of tackling poor behaviour. Equally, however, sometimes disengagement from the curriculum contributes to behavioural problems, so it makes sense for work on widening curriculum opportunities and on improving behaviour to be brought together. And the role of extended services and extra-curricular activities in tackling these issues can be important. So we will make sure that there are no barriers to schools bringing together the range of partnerships in which they are involved where that makes sense for them.

3.11 It is particularly important for children with special educational needs or disabilities that the range of provision in their area – mainstream schools (with or without specialist units) and special schools – work in partnership. We reaffirm parents’ right to exercise choice over the type of school for their child with SEND. All 21st century special schools should have high expectations for what their pupils can achieve, promote the skills and confidence needed for independence in adult life, provide opportunities for disabled and nondisabled children to play and learn together and share their expertise – whether in leadership, SEN or the curriculum – with other schools. Special schools are developing partnerships with social care and health services to provide integrated services for their pupils and for children in the local area, which we welcome.

Case study: Parkside Federation

Parkside Community College in Cambridge is a high achieving secondary school of about 600 pupils, assessed by Ofsted as ‘outstanding’ in all areas. The Parkside Federation began in 2005 when it took on another Cambridge secondary school, Coleridge, which had had a period in ‘special measures’ and was threatened with closure. Andrew Hutchinson, the principal of Parkside, became Executive Principal of the Federation, members of the Parkside senior team and middle managers moved across to Coleridge to provide leadership there and develop it as a ‘second Parkside’, with the same ethos, approach to education and systems – even the school uniforms have been designed and the buildings decorated to be similar.

Teachers are organised in faculty teams covering both schools, led by Federation middle managers. All staff are appointed to work across the Federation. The Parkside approach means that teachers get continuous support to improve their teaching; and because middle and senior management appointments are made across the Federation, there are more opportunities for staff. The students also have wider opportunities: the Federation has introduced more curriculum choice, through allowing students to take courses on both sites – including the new Diplomas which have proved very popular. Results at Coleridge are improving, the school is oversubscribed and the aim is that it too should become an outstanding school.

The Federation continues to grow. In 2008, Ridgefield Primary School adopted the trust which supports the Federation. At the end of 2008, the Federation through its trust won a competition to establish a new secondary school nearby. A new Sixth Form will open in 2011, offering different qualifications to those currently available in Cambridge – the International Baccalaureate and the new Diplomas.

As a result of the Federation, many more students can benefit from the excellent leadership at Parkside, there can be greater curriculum choice for pupils, excellent opportunities for staff to develop and real efficiency gains. All this while remaining true to the vision of a network of human scale schools where staff, students and families work in partnership to achieve success.

3.12 At the same time as taking advantage of the opportunities presented by partnership for pupils on their own roll, it is important that schools take some responsibility for pupils in the area more widely. We will legislate to make clear that the school may use some of its resources for this sort of work and to take on these wider responsibilities. We will make clear that the school has responsibilities:

first, to the pupils on its own roll;

second, to other children and young people in the wider area; and

third, to the wider community which it serves.

And we will make clear that a key responsibility of the governors of the school is to hold the leadership of the school to account for the effectiveness of its service to these communities, and the standard of education provided to those communities.

3.13 Similarly, the collaborative approach has real benefits for staff. Partnerships create opportunities for sharing professional development, for examining practice elsewhere, taking on wider roles across a number of schools and for developing understanding of a wide range of professional roles within children’s services – and through all of this, to grow leaders for the future. The TDA and the NCSL have developed an approach to accrediting and supporting consortia of schools to carry out professional and leadership development which will be implemented in the coming years.

3.14 In order to recognise the importance of partnership working, Ofsted is introducing a revised partnership grade for introduction from September 2009, and is already moving to introduce more streamlined and co‑ordinated or joint inspections for federations. Alongside this we will look to ensure that, as far as possible, they have single or common School Improvement Partners.

Case study: The Kemnal Trust

The Kemnal Trust was formed in 2008, based on Kemnal Technology College. The Trust has since taken responsibility for three other schools: Welling, Debden Park High and King Harold School. The schools retain their distinct personalities but share an Executive Principal (John Atkins), knowledge, systems and teachers.

Kemnal was brought in by the local authority to take over the day-to-day running of Debden after it was placed in special measures in January 2007; the same happened with Welling School in January 2008. Kemnal introduced its systems to both schools, ensured that there was good leadership on site, bringing in leaders and expertise from other schools in the Trust and made sure that there was good support and professional development for all the staff. As a result, both schools came out of special measures on their second monitoring visit – the quickest recorded turnaround for secondary schools.

Welling’s most recent Ofsted report states: “The school’s incorporation into the Kemnal Trust is bringing a range of benefits, including economies of scale in the upgrading of resources such as information technology and access to specialist skills, ensuring that there is good value for money.”

Hard edged partnerships will extend the reach of the best leaders

3.15 Just as partnerships extend opportunities for pupils, parents and staff, so too they can extend the reach of the best school leaders, leading to significant improvement. There are now many examples where federations, Trusts and other multi-school models have tackled problems in schools which have been identified by Ofsted as weak or failing. In some cases, schools which were once in special measures have subsequently become ‘good’ or better schools following federation or other forms of collaboration.

3.16 A number of mechanisms have been used to spread the most effective leadership, management and systems. Formal federation of the governing bodies is one model. Academies and Trusts have been another, with Academy sponsors and Trust partners bringing additional external expertise and new, challenging thinking. A significant number of these sponsors and partners are themselves high-performing education institutions (whether maintained or independent schools, colleges or universities). National Leaders of Education are designated by the NCSL together with their schools, as National Support Schools, to provide support to other schools facing difficulty. Local Leaders of Education in City Challenge areas provide similar support.

3.17 As we drive forward the National Challenge (to make sure that no secondary school has fewer than 30% of its pupils achieving 5 good GCSEs including English and mathematics), we will continue to accelerate the creation of Academies and National Challenge Trusts to tackle the lowest performing schools in the system. By September 2009, there will be over 200 Academies open, with a further 100 opening in September 2010 and some 70 National Challenge Trusts introduced over the next two years.

3.18 Through these mechanisms and in other ways, there are already a number of organisations, such as the Harris Federation, the Kemnal Trust and Greenwood Dale Charitable Trust, operating or supporting the leadership and governance of more than one school. We will now go further to promote this model of groups of schools as a mechanism for overcoming underperformance and spreading excellence in the system.

3.19 We will develop and promote an accreditation system for education providers wishing to operate groups of schools – Accredited Schools Groups. To achieve accreditation, providers will need to demonstrate sound governance; effective leadership and management; a strong model for managing and improving schools; a track record of improving outcomes for children and young people; and the capacity to achieve transformational change in the schools they are supporting. We will develop the accreditation system working with partners including NCSL. We will make available £20m over two years to support accredited providers to develop their capacity and to take on underperforming schools in need of change.

Case study: Cabot Learning Federation

The Cabot Learning Federation was developed in 2007 between John Cabot Academy, the educational sponsor, and Bristol Brunel Academy (BBA). The aim has been to improve standards for all students through a focus on shared teaching strategies and staff working across both schools.

Results have improved at BBA in 2008 to 35% of the students gaining 5 A*-C grades including English and mathematics from 19% in 2007. In June 2009 BBA’s ‘good’ judgement from Ofsted noted “The Academy welcomes and values support from wide range of sources in particular from its educational sponsor John Cabot Academy. The Executive Principal plays a valuable role as critical friend, advisor and strategic leader.”

David Carter, the Executive Principal, believes passionately in this model:

“Working together has accelerated progress in both Academies. The sharing of staff, teaching resources and new ideas has created confidence not only within the schools but also within the communities they serve. In September 2009 both Academies are oversubscribed and this is evidence that the federation is boosting the confidence of parents and students alike.”

3.20 Where schools get into difficulties – whether they are in an Ofsted category or weak in other ways – many local authorities already look to commission support from other schools or other providers. In future, as providers are accredited, we will expect all local authorities to consider the use of an Accredited Schools Group – where a school is placed in a category, or is otherwise a cause for serious concern – as a solution to the problems the school is facing. In time, as the number of these Groups increases, we will expect this to be one of a limited menu of options (including closure and Academy or Trust status) we would expect the authority to choose from. We will develop further the Commissioning Support Programme to help local authorities in their role as commissioners in these circumstances.

3.21 We have extended and are extending further local authorities’ powers of intervention in cases of underperformance so that they have all the tools they need. We encourage all local authorities to use these powers robustly – and where appropriate in cases where schools are coasting as well as when performance is low in absolute terms. In addition, we will seek to extend the Case study: Cabot Learning Federation The Cabot Learning Federation was developed in 2007 between John Cabot Academy, the educational sponsor, and Bristol Brunel Academy (BBA). The aim has been to improve standards for all students through a focus on shared teaching strategies and staff working across both schools. Results have improved at BBA in 2008 to 35% of the students gaining 5 A*-C grades including English and mathematics from 19% in 2007. In June 2009 BBA’s ‘good’ judgement from Ofsted noted “The Academy welcomes and values support from wide range of sources in particular from its educational sponsor John Cabot Academy. The Executive Principal plays a valuable role as critical friend, advisor and strategic leader.” David Carter, the Executive Principal, believes passionately in this model: “Working together has accelerated progress in both Academies. The sharing of staff, teaching resources and new ideas has created confidence not only within the schools but also within the communities they serve. In September 2009 both Academies are oversubscribed and this is evidence that the federation is boosting the confidence of parents and students alike.” Secretary of State’s powers to intervene directly in cases where local authorities are unable or unwilling to do so. Partnerships across the children’s services will tackle barriers to learning

3.22 To meet their pupils’ needs and remove barriers to learning, schools are increasingly drawing on support from a range of specialists, such as social workers, psychologists, health professionals and the police. A growing number of schools are now working in formal local clusters that bring together all schools in a geographical area alongside a range of other providers and wider services, including third sector run children and family projects, for children and young people. These operate on a range of models, according to local needs and circumstances. Some areas have chosen to include adult services so they can co‑ordinate support around whole families.

3.23 A school-based model is increasingly being adopted where local buildings permit. But not all schools can have on-site teams and primary schools are least likely to do so. Therefore, schools often need to work in clusters in order to benefit from multiagency teams; it becomes viable for a multiagency team to be based in schools, if the resource is shared well between the schools (as well as to support children not on a school roll), so that all children in the area have access to the services they need.

3.24 Increasingly, as clusters become stronger and more formalised, they will be able more effectively to commission a range of services to meet the needs of children and young people on behalf of the local authority and the Children’s Trust. We will support this model of clusters being able to commission a range of services, where the local partners agree that it is the best way of securing the best access to and quality of services for all children. We will work with our delivery partners, including SSAT and the Commissioning Support Programme, to identify and spread effective practice in order to build the capacity of schools as commissioners. We believe that this has the potential to deliver improvements for children across the range of Every Child Matters outcomes. We recognise, of course, that some services will need to remain central, due to their specialist nature.

Case study: Plymouth’s Locality Commissioning Model

Plymouth Children and Young People’s Trust has developed an approach to commissioning and delivering integrated services for children and young people based on six localities, each focused on groups of schools.

In South West Plymouth, the Locality Commissioning Group brings together a full range of partners from different sectors to commission services based on an agreed analysis of local needs. At its heart is the Plymouth Excellence Cluster, a collaborative partnership of over half the schools in the locality.

The Plymouth Excellence Cluster has developed a range of support services including learning mentors, counsellors, family workers and the co-located Multi-Agency Support Team (MAST) made up of educational psychologists, education welfare officers, Child and Adolescent Mental Health Services workers, family therapists and police youth intervention officers. All schools are guaranteed a response from MAST within four working days, and there has been a very positive impact on the behaviour, engagement and attendance of those receiving support.

3.25 Our legislation to strengthen Children’s Trusts will support these developments. We are formally requiring Children’s Trust Boards to be established, and extending the number of statutory ‘relevant partners’ – who will be accountable to each other through the Board for delivering their contribution to the strategy for improving wellbeing (set out in the Children and Young People’s Plan for the area). Subject to Parliamentary approval schools, including Academies, will become ‘relevant partners’, and therefore represented on the Board and able to influence the strategic direction, commissioning and delivery of services for children, as well as being accountable to the other partners for their contribution.

3.26 We will expect local areas to establish an effective system of representation for all schools, taking account of the need to ensure that representatives, typically school leaders, can speak on behalf of a number of others and making links to Schools Forums. We plan to consult on statutory guidance and regulations on these issues in autumn 2009. We will also give schools practical support and guidance to make the most of their ‘relevant partner’ status.

3.27 In turn, as partners in the Local Strategic Partnership (LSP), Children’s Trusts can represent the views of schools in the context of wider community priorities. The LSP informs and influences the strategic vision for a local area (the Sustainable Community Strategy) and, in partnership with the local authority, agrees the priorities for improvement in the Local Area Agreement (LAA). Through the agreement and delivery of the LAA, LSPs offer Children’s Trusts an opportunity to shape and contribute to the delivery of the full range of outcomes relating to children and young people locally. Area-wide inspection through the Comprehensive Area Assessment will draw on regulation and inspection findings of schools and other local agencies. Inspectorates will inspect partnership arrangements further if there are concerns that priority outcomes are not being achieved or if other major governance issues emerge.

Case study: Ashington Learning Partnership, Northumberland

Ashington High School became a Trust School pathfinder in 2006, with two middle schools and two first schools. Initially, the five schools had five heads, with five deputy heads and a number of assistants. An executive head was added as an additional management tier. However, through natural wastage and internal appointments, a layer of management has been removed. The net saving is £120,000. Ashington is using this money to improve the quality of teaching and learning across the Trust.

The partnership now has the scale to make considerable savings, including sharing caretaking resources, jointly letting the grounds maintenance and cleaning contracts. The partnership has saved £220,000 per year which it is using to benefit children and young people.

Partnerships will create efficiency

3.28 Alongside the other benefits, there is significant evidence of improved value for money as a result of partnership working, giving schools the ability to invest more resources to benefit children and young people. Pooling of funding, joint purchasing and sharing of staff, facilities and technologies across sites can all create benefits. The NCSL’s School Business Manager pilots have delivered significant cost savings for schools, working across partnerships. The benefits for small, rural schools are particularly significant – and can make schools viable which would otherwise not be, allowing them to continue serving their community.

3.29 We will continue to support schools to use School Business Managers in partnership in order to save money, and look to support small schools to create effective partnerships. We will ask governing bodies to consider whether federation or shared headship would make sense for individual schools at key moments – for example, when there is a head teacher vacancy – helping to support succession planning for headships as well as the viability of schools. We will promote and eliminate barriers to partnership working

3.30 As we implement this White Paper, we will ensure that barriers to partnership working are removed where they exist and that it is easier for schools, heads and governors to take on wider roles. We will extend the powers of school governing bodies, so that those that are high performing and meet the requirements for accreditation can propose new schools, and directly sponsor Academies. And through our response to the School Teachers Review Body, we are extending the rewards available to successful leaders of more than one school to incentivise the best heads to become system leaders.

3.31 We will fund NCSL to lead a leadership and partnership national support programme to support schools, local authorities and governing bodies to manage change. We will also commission NCSL to carry out a federation research and development project focusing on the best models of leadership and governance in areas of particular challenge – rural, primary and faith schools. And we will continue to evaluate innovative arrangements more widely – including learning from the first co-operative Trust schools.

3.32 We will explore ways in which we could extend the benefits of formal shared governance arrangements to include the full range of educational establishments – including colleges, independent schools, Academies, Sure Start Children’s Centres and other partners. We will commission work on developing special schools as leaders in teaching and learning practice for children with the most complex learning difficulties including Profound, Multiple Learning Disabilities.

3.33 We will continue to implement the recommendations of the National Council for Educational Excellence to improve partnerships with employers and higher education institutions. We expect every school to develop effective relationships with employers and have a member of the governing body and senior leadership team responsible for business partnerships. We expect schools and colleges to devote time to work on raising student aspirations to take up a place in higher education and to develop effective relationships with employers.

3.34 As important as establishing partnerships, is that we continue to support them to be strengthened. As we work with SSAT and others to build on the success of the specialist schools programme, renewing our emphasis on their role as centres of excellence in their subject areas and on sharing their specialist expertise and facilities with other schools, we will simplify the accountability regime so that decisions about re-designating schools as specialist can be taken locally but rigorously. And we will build on the High Performing Specialist Schools programme to identify the best schools and reward them for supporting improvement across the system.

3.35 This is one important way in which partnerships can drive improvement. As we make partnership central to the system, it is crucial that the accountability and school improvement system; the role of local government; and the national system of funding and support for schools and workforce developments all take advantage of partnership, but all also facilitate stronger, more formal and more effective school partnerships. We turn to these issues in the remaining chapters of this document.

2.6.2 Collegiate universities

Following the previous consultation Government commissioned an independent analysis of CRC organisation structures in the public and private sectors.14 This analysis made recommendations on how CRC should cover further and higher education organisations, including collegiate universities.

The analysis concluded that whilst the reputational drivers are most effective when applied to the legal entity level for the vast majority of Higher Education institutions there are some examples where this is not the case. In the case of three collegiate universities (Oxford, Cambridge and Durham), Government proposes to group all colleges as part of their respective university. The university colleges will be grouped together to form the participant in CRC. The colleges will be “Associated Persons” and must report their annual energy use data to their university (as part of fulfilling a legal duty under CRC of providing ‘reasonable assistance’ to the CRC participant organisation). This information will be necessary to enable the university to calculate and report its total emissions under the scheme. Like other CRC Associated Persons (and CRC participants), a college will have the right to an annual energy statement from its energy suppliers in respect of electricity and gas use – which they could then forward to the university, as part of their data reporting.

Government proposes that all Oxford, Cambridge and Durham colleges should be grouped with their respective universities in order to best leverage reputational drivers, as the universities have a higher name and brand recognition than their colleges.

In the case of collegiate universities such as the University of London each individual college (for example, King’s College London or University College London) has a high degree of public visibility and their own distinct reputation. Government considers that it would not be an effective use of the reputational driver to simply group all University of London colleges under the ‘University of London’ for the purposes of CRC.

In line with Government’s proposal to group Oxford, Cambridge and Durham colleges as part of their respective universities, a provision has been included at Schedule 3 of the Draft Order. This schedule identifies the colleges which will be treated as ‘Associated Persons’ for the purpose of the scheme.

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14 “Analysis of CRC organisation structures in the public and private sectors” Defra, March 2008 – http://www.defra.gov.uk/environment/climatechange/uk/business/crc/policy.htm


Question 7. Are there any other collegiate universities where it would also be beneficial for independent colleges to be grouped as part of the university?

Yes / No

If yes, please explain your reasoning along with the specific examples